SEC Sends Crypto Custody Rule Overhaul to White House for Final Review

Proposal aims to clarify how investment advisers and funds hold digital assets for clients

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The U.S. Securities and Exchange Commission has submitted a revised version of its proposed overhaul of crypto custody rules to the White House Office of Management and Budget for review, a significant step toward finalization that could bring much-needed clarity to how investment advisers and funds manage client digital assets.

The SEC’s action, first reported on Wednesday, marks a potential turning point in a years-long regulatory tug-of-war over custody standards for cryptocurrencies. The proposal, originally floated in February 2023, would require registered investment advisers to hold client assets—including digital assets—with a “qualified custodian.” The rule would also expand the definition of qualified custodian to include certain state-chartered trust companies and other entities, while tightening requirements around the segregation and reporting of crypto holdings.

Industry reaction has been mixed. The Blockchain Association, a crypto trade group, argued in 2023 that the original proposal could effectively ban investment advisers from custodying crypto assets because few crypto platforms meet the proposed standards. The SEC, under Chair Gary Gensler, has maintained that the rule is necessary to protect investors from the risks of commingling, theft, and insolvency that have plagued crypto exchange failures like FTX.

The White House review, conducted by the Office of Information and Regulatory Affairs, is typically the last major step before a rule is published in the Federal Register and takes effect. The OMB review process can take anywhere from a few weeks to several months, depending on complexity and political considerations. The final rule could differ from the initial proposal based on the tens of thousands of public comments the SEC received.

“This submission signals that the SEC believes it has addressed the most serious concerns and is ready to move forward,” said Lee Reiners, a former Federal Reserve examiner and current policy director at the Duke University Financial Economics Center. “But the crypto industry is likely to challenge any rule it sees as unworkable, so the legal fight may not end with the publication.”

If adopted, the rule would impose uniform custody standards across asset classes, potentially forcing crypto-native custodians to meet new capital, disclosure, and insurance requirements. For institutional investors, clearer rules could unlock greater participation from pension funds and endowments that have sat on the sidelines due to regulatory uncertainty. Critics, however, warn that overly prescriptive rules could drive crypto custody offshore or into decentralized self-custody solutions, reducing regulatory visibility.

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Analysis

Why This Matters

  • Institutional adoption: Clear custody rules could allow pension funds, endowments, and wealth managers to allocate to crypto with confidence, potentially bringing billions of dollars into the market.
  • Investor protection: The rule aims to prevent losses from exchange failures like FTX and Celsius by requiring third-party qualified custodians with robust safeguards.
  • Regulatory precedent: The outcome will set a tone for how the U.S. treats crypto during the transition to a new administration, influencing global standards.

Background

The SEC first proposed its custody rule overhaul in February 2023, arguing that existing rules written in 2003 did not adequately cover digital assets. The comment period drew sharp opposition from crypto firms and some Republican commissioners. In 2024, Gensler indicated the SEC was considering revisions after hearing concerns about feasibility. The submission to OMB on August 26, 2026, suggests those revisions are now complete. The move also comes amid a broader push by the Biden administration to finalize financial regulations before the 2026 midterm elections.

Key Perspectives

SEC: Chair Gensler views the rule as a core plank of investor protection, comparable to custody requirements for stocks and bonds. The agency argues that the crypto market’s history of fraud and mismanagement demands heightened standards. Crypto industry: Trade groups like the Blockchain Association argue that the original proposal effectively bans crypto custody, as few platforms meet the qualified custodian definition. They worry that rules designed for traditional assets don’t fit the 24/7, self-custodial nature of crypto. Investor advocates: Organizations like the Consumer Federation of America have called for even stricter rules, arguing that qualified custodians should have no exposure to proprietary trading and should maintain full reserves audited daily.

What to Watch

  • OMB review timeline: How long the White House takes to clear the rule will signal political priorities and potential election-year sensitivities.
  • Final rule text: Key details—such as whether decentralized finance protocols are excluded, and whether state-chartered trusts like Coinbase Custody qualify—will determine industry reaction.
  • Legal challenges: Expect immediate lawsuits from crypto trade groups if the rule imposes requirements they deem unworkable, potentially delaying implementation for years.

Sources

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Articles published under the Zotpaper byline are synthesized from multiple source publications by our AI editor and reviewed by our editorial process. Each story combines reporting from credible outlets to give readers a balanced, comprehensive view.